Alfi Legal offers specialized legal solutions in capital markets to
help businesses navigate the complexities of raising capital and
complying with regulatory requirements. Our team of experienced
attorneys provides comprehensive support to listed companies, public
offering entities, financial institutions and credit agencies, along
with other capital market participants engaged in the capital market
sector. Here’s how we can assist you:

Comprehensive Initial Public Offerings (IPOs)

Going public is a significant milestone for any company. The process
involves numerous legal and regulatory hurdles. We help you through
every step of your IPO journey by:

• Preparing for the IPO process through the right governance
  structure.
• Advising on the legal requirements and steps involved in going
  public.
• Preparing and filing registration statements with the Capital
  Market Authority (CMA).
• Drafting and reviewing the prospectus and other offering
  documents.
• Coordinating with underwriters, auditors, and other professionals
  involved in the IPO process.
• Ensuring compliance with ongoing disclosure and reporting
  obligations after the IPO.

Debt and Equity Offerings

Raising capital through debt and equity offerings is a common
practice for businesses. We provide expert guidance on.

• Structuring and negotiating terms for various types of debt and
  equity instruments.
• Preparing offering documents, including private placement
  memoranda and prospectuses.
• Advising on compliance with the applicable laws and regulations.
• Conducting and assisting with the regulatory filings and
  registrations
• Procuring needed approvals.
• Managing investor relations and communications.

Regulatory Compliance

Navigating the complex web of regulations in the capital markets is
challenging. Our team ensures you stay compliant by:

• Advising on the requirements of the CMA, SAMA and other regulatory
  bodies.
• Conducting compliance audits and assessments.
• Developing and implementing compliance programs.
• Managing your compliance and corporate governance, whether if you
  are a listed company or a financial institutions.
• Training your staff on regulatory requirements and best practices.
• Representing you in regulatory investigations and enforcement
  actions.
• Defending you in capital market related cases and disputes.

Mergers and Acquisitions (M&A)

Mergers and acquisitions are significant transactions that require
careful planning and execution. We assist with:

• Structuring and negotiating M&A deals to maximize value and
  minimize risk.
• Conducting due diligence to identify potential legal and financial
  issues.
• Drafting and reviewing transaction documents, including merger
  agreements and asset purchase agreements.
• Advising on regulatory approvals and compliance.
• Assisting with post-transaction integration and governance.

Corporate Governance

Strong corporate governance is essential for maintaining investor
confidence and ensuring long-term success. We help you establish and
maintain effective governance practices by:

• Advising on board composition, roles, and responsibilities.
• Drafting and reviewing governance documents, such as bylaws and
  board charters.
• Conducting governance audits and assessments.
• Ensuring compliance with corporate governance regulations and best
  practices.
• Advising on shareholder relations and communications.

Securities Litigation and Dispute Resolution

Legal disputes can arise in the capital markets, and we are here to
help you resolve them. Our services include:

• Representing you in securities litigation, including class actions
  and derivative suits.
• Advising on dispute resolution strategies, including mediation and
  arbitration.
• Defending against regulatory investigations and enforcement
  actions.
• Handling internal investigations and compliance reviews.

Private Placements

Private placements offer an alternative to public offerings for
raising capital. We guide you through the process by:

• Structuring private placement transactions to meet your specific
  needs.
• Preparing and reviewing private placement memoranda and
  subscription agreements.
• Ensuring compliance with securities laws and regulations.
• Advising on investor relations and communications.
• Assisting with regulatory filings and approvals.

At Alfi Legal, we are dedicated to helping you achieve your capital
market objectives while minimizing legal risks. Whether you are
planning an IPO, raising capital through private placements, or
navigating regulatory challenges, we provide the legal expertise and
practical advice you need to maximize compliance and procure the
needed licenses and approvals.

Credentials:

• The acquisitons of leading companies in the car rental,
  educational, financial and health sectors.
• Drafting the legal documents for the acquisition of leading
  companies, including the acquisition of a major Saudi property
  management enterprise by a Malaysian company.
• Advising a leading Cooperative Insurance on its acquisition of
  shares in a JSC.
• Advising an investment bank on the set up of funds that amount to
  over SR. 1 Billion in value.
• Advising several investment banks on securities business in KSA.
• Conducting due diligence reports (“DDR”) for acquisitions and
  IPOs.
• Consulting various Capital Market Institutions & listed companies.
• Governing various Capital Market Institutions & listed companies.
• Drafting the governance documents and internal bylaws for the
  Eastern Development Company.
• Managing the governance and compliance of numerous Capital Market
  Institutions.
• Drafting governance policies & bylaws for many capital market
  institutions.
• Incorporating and structuring investment funds with a value of
  over 1 billion in SAR.
• Conducting due diligence reports (“DDR”) for acquisitions and IPOs
  in Tadawul and Nomu.

Certifications:

• Capital Market Dealing Expertise.
• Compliance and Anti Money Laundry Management
• Financial Derivatives and Structured Finance
• Corporate Governance Expertise
• Data Privacy and governance